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Y••••••• M••••••••• A•• R••••••• C• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

Y••••••• M••••••••• A•• R••••••• C• I••

CRD 105083

FOREST, VA

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Search this name across graphsid dfx:ria:e57dd26f-b1f3-5301-e5c6-b31815f108e1

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2012 to Mar 24, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $677MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $677M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••••• J••••• C••••••	n/a	FOREST, VA \| Seattle, WA	3	28	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• A•••••• D•••	SECRETARY/TREASURER & DIRECTOR	A	no	02/2008	Mar 23, 2012	Mar 21, 2024
B•••••• D••••• D••••••	Trustee	F	no	01/2020	Mar 23, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$677M	$692M	-2.2%	$753M	-3.5%	9	9	0	0

Relationships

Registered with (3)

← P•••••• J••••• C••••••Advisorregistration: previous registration
May 23, 2016 to Dec 31, 2020factForm ADV
← HERNALDO RIVERAAdvisorregistration: previous registration
Jan 13, 2015 to Dec 31, 2020factForm ADV
← Gregory Peter IlukowiczAdvisorregistration: previous registration
Feb 11, 2014 to Sep 1, 2016factForm ADV

Owns (8)

Dated events

Occurred
Mar 13, 2023
Regulatory AUM changed
Y••••••• M••••••••• A•• R••••••• C• I•• reported RAUM $753.4M, down 33% from $1.1B (2022-03-29 to 2023-03-13)
Form ADVobserved 6 days ago
$-376M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e57dd26f-b1f3-5301-e5c6-b31815f108e1
First observed: Mar 23, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 24, 2026	$677M	$677M	9	7	0	n/a	n/a
2024	Mar 27, 2025	$692M	$692M	9	7	0	n/a	n/a
2023	Mar 21, 2024	$678M	$678M	12	8	0	n/a	n/a
2022	Mar 13, 2023	$753M	$753M	13	8	0	n/a	n/a
2021	Mar 29, 2022	$1.1B	$1.1B	17	9	0	n/a	n/a
2020	Jan 13, 2021	$1.2B	$1.2B	19	11	0	n/a	n/a
2019	Mar 25, 2020	$1.3B	$1.3B	19	11	0	n/a	n/a
2018	Mar 20, 2019	$1.2B	$1.2B	16	7	0	n/a	n/a
2017	Mar 26, 2018	$1.2B	$1.2B	17	7	0	n/a	n/a
2016	Mar 27, 2017	$1.0B	$1.0B	17	7	n/a	n/a	n/a
2015	Mar 24, 2016	$832M	$832M	16	8	n/a	n/a	n/a
2014	Mar 30, 2015	$1.0B	$1.0B	17	11	n/a	n/a	n/a
2013	Mar 27, 2014	$931M	$931M	15	9	n/a	n/a	n/a
2012	Mar 26, 2013	$711M	$711M	15	9	n/a	n/a	n/a
2011	Mar 23, 2012	$326M	$326M	n/a	n/a	n/a	n/a	n/a