DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• F•••••••• A•••••••• L••
Chico, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Mar 2, 2018 | n/a | yes | Chico, CA | Current employment |
| Y••••••• M••••••••• A•• R••••••• C• I•• | Asset manager | Feb 11, 2014 | Sep 1, 2016 | no | CHICO, CA|FOREST, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Y••••••• M••••••••• A•• R••••••• C• I•• | A••••••• F•••••••• A•••••••• L•• | Sep 1, 2016 | Mar 2, 2018 | 547 | Firm change after gap | Other |
| M••••• O• O•••• I••••••• S•••••••• I••• | Y••••••• M••••••••• A•• R••••••• C• I•• | Apr 3, 2012 | Feb 11, 2014 |
| M••••• O• O•••• I••••••• S•••••••• I••• | Independent wealth | Mar 29, 2010 | Apr 3, 2012 | no | CHICO, CA|O••••, NE | Previous registration |
| V••• I••••••••• M••••••••• C•• L•• | Asset manager | Oct 13, 2008 | Oct 24, 2008 | no | NEW YORK, NY | Previous registration |
| 679 |
| Firm change after gap |
| Other |
| V••• I••••••••• M••••••••• C•• L•• | M••••• O• O•••• I••••••• S•••••••• I••• | Oct 24, 2008 | Mar 29, 2010 | 521 | Firm change after gap | Other |