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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MONTAG

MONTAG A & ASSOCIATES INC, CRD 105756

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5843256-86c3-0ff1-e68b-8aa31393e684

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 6
On other graphs: 0
Observed: Mar 29, 2012 to Mar 16, 2026
53 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.0BItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.0B
Private client RAUM: $2.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $330Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 30
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,308
Individual clients: 100
High net worth clients: 377
Custody, client assets: $938M
SEC number: 801-17671
CRD: 105756
Filings on the tape: 53
First filed: Mar 29, 2012
Latest filed: Mar 16, 2026
Organised: Corporation, GA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
OLGA VLADIMIROVNA LEE	Chartered Financial Analyst	ATLANTA, GA	17	20	n/a	no
CHRISTINE R QUILLIAN	Certified Financial Planner\|Chartered Financial Analyst	ATLANTA, GA	16	19	2	no
KENNETH WADE SHAW	Chartered Financial Analyst	ATLANTA, GA	12	33	n/a	no
LAWRENCE EVAN MENDEL	n/a	ATLANTA, GA	9	42	1	no
BRENDAN JAMES WAGNER	n/a	ATLANTA, GA	9	14	2	no
HELEN MORGAN DONAHUE	Chartered Financial Analyst	ATLANTA, GA	5	33	1	no
AMY LEIGH CARCIONE	Chartered Financial Analyst	ATLANTA, GA	5	25	n/a	no
THOMAS JACKSON KEENAN	Certified Financial Planner	ATLANTA, GA	4	13	1	no
HONG-TSUN SIMON	Chartered Financial Analyst	ATLANTA, GA	0	21	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Harari, Jeffrey, R	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Mar 16, 2026	Mar 16, 2026
MONTAG, EDWARD, ANTHONY	CHIEF EXECUTIVE OFFICER	D	yes	01/2009	Mar 16, 2026	Mar 16, 2026
MONTAG, JOHN, LOUIS	PRESIDENT, CHIEF INVESTMENT OFFICER	D	yes	01/2009	Mar 16, 2026	Mar 16, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$3.0B	$3.0B	30	10	0	n/a	n/a
2024	Apr 8, 2025	$2.7B	$2.7B	26	10	0	n/a	n/a
2023	Mar 25, 2024	$2.5B	$2.5B	25	11	0	n/a	n/a
2022	Mar 29, 2023	$2.2B	$2.2B	26	12	0	n/a	n/a
2021	Mar 22, 2022	$2.5B	$2.5B	25	12	0	n/a	n/a
2020	Mar 25, 2021	$2.1B	$2.1B	30	12	0	n/a	n/a
2019	Mar 12, 2020	$2.1B	$1.9B	28	12	0	n/a	n/a
2018	Mar 26, 2019	$1.9B	$1.7B	27	13	0	n/a	n/a
2017	Mar 7, 2018	$1.8B	$1.6B	25	12	0	n/a	n/a
2016	Mar 10, 2017	$1.6B	$1.4B	24	13	n/a	n/a	n/a
2015	Mar 30, 2016	$1.4B	$1.3B	24	14	n/a	n/a	n/a
2014	Mar 25, 2015	$1.4B	$1.2B	21	14	n/a	n/a	n/a
2013	Mar 31, 2014	$1.2B	$1.1B	22	15	n/a	n/a	n/a
2012	Mar 27, 2013	$940M	$935M	23	14	n/a	n/a	n/a
2011	Mar 29, 2012	$886M	$883M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	22.2%	0	0	0	1	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.0B	$2.7B	8.3%	$2.2B	10.4%	30	26	0	0

Relationships

Registered with (13)

← HONG-TSUN SIMONAdvisorregistration: previous registration
Dec 16, 2004 to Dec 16, 2004factForm ADV
← THOMAS JACKSON KEENANAdvisorregistration: current employment
Aug 29, 2022 to presentfactForm ADV
← HELEN MORGAN DONAHUEAdvisorregistration: current employment
Dec 11, 2020 to presentfactForm ADV
← AMY LEIGH CARCIONEAdvisorregistration: current employment
Dec 11, 2020 to presentfactForm ADV
← BRENDAN JAMES WAGNERAdvisorregistration: current employment
May 8, 2017 to presentfactForm ADV
← LAWRENCE EVAN MENDELAdvisorregistration: current employment
Oct 18, 2016 to presentfactForm ADV
← KENNETH WADE SHAWAdvisorregistration: current employment
Mar 5, 2014 to presentfactForm ADV
← CHRISTINE R QUILLIANAdvisorregistration: current employment
Feb 9, 2010 to presentfactForm ADV
← OLGA VLADIMIROVNA LEEAdvisorregistration: current employment
Aug 14, 2009 to presentfactForm ADV
← CHRISTOPHER DEAN GUINTHERAdvisorregistration: previous registration
Sep 19, 2018 to Nov 5, 2025factForm ADV
← JAMES RANDOLPH LOVINGAdvisorregistration: previous registration
Aug 20, 2015 to Oct 15, 2025factForm ADV
← Jane Elizabeth MorrowAdvisorregistration: previous registration
Dec 6, 2021 to Apr 8, 2025factForm ADV
← MARGARET M GUENTHERAdvisorregistration: previous registration
Feb 19, 2008 to Jun 1, 2017factForm ADV

Controls (3)

← MONTAG, JOHN, LOUISOwnerPRESIDENT, CHIEF INVESTMENT OFFICER, ownership code D, individual
Mar 29, 2012 to Oct 9, 2024factForm ADV
← MONTAG, EDWARD, ANTHONYOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 29, 2012 to Oct 9, 2024factForm ADV
← Harari, Jeffrey, ROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2019 to Oct 9, 2024factForm ADV

Dated events

Occurred
Nov 5, 2025
Advisor changed firm
Christopher Dean Guinther left Montag for Aprio Wealth Management, Llc (registered 2025-11-13)
Form ADVobserved 4 days ago
Occurred
Oct 15, 2025
Advisor changed firm
James Randolph Loving left Montag for Aprio Wealth Management, Llc (registered 2026-01-20)
Form ADVobserved 4 days ago
Occurred
Apr 8, 2025
Advisor changed firm
Jane Elizabeth Morrow left Montag for Transamerica Financial Advisors, Llc (registered 2025-04-11)
Form ADVobserved 4 days ago
Occurred
Oct 9, 2024
Control person left
Howell Stacey Godwin (Secretary) no longer on Schedule A of Montag (listed 2024-08-28, absent 2024-10-09)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2019
Control person left
Anthony Louis Montag (Treasurer) no longer on Schedule A of Montag (listed 2018-11-13, absent 2019-03-26)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2019
Control person left
Eichold Ruth Montag (Secretary) no longer on Schedule A of Montag (listed 2018-11-13, absent 2019-03-26)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5843256-86c3-0ff1-e68b-8aa31393e684
First observed: Mar 29, 2012
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONTAG

MONTAG A & ASSOCIATES INC, CRD 105756

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5843256-86c3-0ff1-e68b-8aa31393e684

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

OLGA VLADIMIROVNA LEE

Chartered Financial Analyst

ATLANTA, GA

n/a

CHRISTINE R QUILLIAN

Certified Financial Planner|Chartered Financial Analyst

ATLANTA, GA

KENNETH WADE SHAW

Chartered Financial Analyst

ATLANTA, GA

n/a

LAWRENCE EVAN MENDEL

n/a

ATLANTA, GA

BRENDAN JAMES WAGNER

n/a

ATLANTA, GA

HELEN MORGAN DONAHUE

Chartered Financial Analyst

ATLANTA, GA

AMY LEIGH CARCIONE

Chartered Financial Analyst

ATLANTA, GA

n/a

THOMAS JACKSON KEENAN

Certified Financial Planner

ATLANTA, GA

HONG-TSUN SIMON

Chartered Financial Analyst

ATLANTA, GA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Harari, Jeffrey, R

CHIEF COMPLIANCE OFFICER

yes

01/2023

Mar 16, 2026

MONTAG, EDWARD, ANTHONY

CHIEF EXECUTIVE OFFICER

yes

01/2009

Mar 16, 2026

MONTAG, JOHN, LOUIS

PRESIDENT, CHIEF INVESTMENT OFFICER

yes

01/2009

Mar 16, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$3.0B

n/a

2024

Apr 8, 2025

$2.7B

n/a

2023

Mar 25, 2024

$2.5B

n/a

2022

Mar 29, 2023

$2.2B

n/a

2021

Mar 22, 2022

$2.5B

n/a

2020

Mar 25, 2021

$2.1B

n/a

2019

Mar 12, 2020

$2.1B

$1.9B

n/a

2018

Mar 26, 2019

$1.9B

$1.7B

n/a

2017

Mar 7, 2018

$1.8B

$1.6B

n/a

2016

Mar 10, 2017

$1.6B

$1.4B

n/a

2015

Mar 30, 2016

$1.4B

$1.3B

n/a

2014

Mar 25, 2015

$1.4B

$1.2B

n/a

2013

Mar 31, 2014

$1.2B

$1.1B

n/a

2012

Mar 27, 2013

$940M

$935M

n/a

2011

Mar 29, 2012

$886M

$883M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

22.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.0B

$2.7B

8.3%

$2.2B

10.4%