DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••
Legal name M••••• A• • A••••••••• I••
Latest filing Mar 16, 2026
First filing on the tape Mar 29, 2012 · 53 filings
SEC status approved since Sep 13, 1982
RAUM
$3.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
94%
$2.8B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$330M
derived; firm RAUM over IAPD count
Employees
30
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$3.0B as of Mar 16, 2026
Mar 29, 2012$886M then
HNW client RAUM$2.8B as of Mar 16, 2026
Mar 7, 2018$1.7B then
State-registered IARs (5.B.3)8 as of Mar 16, 2026
Mar 29, 20120 then
Employees (5.A)30 as of Mar 16, 2026
Mar 27, 201323 then
Private funds: no history
RAUM +8.3% over the last fiscal year+10% a year over threeIARs 11 to 8
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $330MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.3MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 5.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.3derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- -27%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $938M, 150 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.8B93%
- Charitable organizations$148M5.0%
- Individuals$46.1M1.6%
- Corporations and businesses$24.8M0.8%
- Individual clients
- 100reported
- HNW clients
- 377reported
- Pension plan clients
- n/areported
- Charitable clients
- 20reported
- Accounts
- 1,308reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $938M for 150 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| O••• V••••••••• L••Chartered Financial Analyst | Atlanta, Ga | Aug 14, 2009 | 20 y | 0 |
| C•••••••• R• Q•••••••Certified Financial Planner, Chartered Financial Analyst | Atlanta, Ga | Feb 9, 2010 | 19 y | 2 |
| K•••••• W••• S•••Chartered Financial Analyst | Atlanta, Ga | Mar 5, 2014 | 33 y | 0 |
| L••••••• E••• M••••• | Atlanta, Ga | Oct 18, 2016 | 42 y | 1 |
| B•••••• J•••• W••••• | Atlanta, Ga | May 8, 2017 | 14 y | 2 |
| A•• L•••• C•••••••Chartered Financial Analyst | Atlanta, Ga | Dec 11, 2020 | 25 y | 0 |
| H•••• M••••• D••••••Chartered Financial Analyst | Atlanta, Ga | Dec 11, 2020 | 33 y | 1 |
| T••••• J•••••• K•••••Certified Financial Planner | Atlanta, Ga | Aug 29, 2022 | 13 y | 1 |
| H•••••••• S••••Chartered Financial Analyst | Atlanta, Ga | Mar 9, 2026 | 21 y | 2 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 22% of current headcount3 left over 36 months
Left, latest
- C••••••••• D••• G••••••• to A•••• W••••• M••••••••• L••Nov 5, 2025 · RIA to RIA
- J•••• R••••••• L••••• to A•••• W••••• M••••••••• L••Oct 15, 2025 · RIA to RIA
- J••• E•••••••• M••••• to T••••••••• F•••••••• A•••••••• L••Apr 8, 2025 · RIA to affiliated broker-dealer or bank
- M••••••• M• G••••••• to B••••••••• M••• M•••••Jun 1, 2017 · Other
- H•••••••• S•••• to F••••••••• P••••••• L••Dec 16, 2004 · Other
Joined, latest
- H•••••••• S•••• from F••••••••• P••••••• L••Mar 9, 2026 · RIA to RIA
- T••••• J•••••• K••••• from A••••••••• F•••••••• S•••••••• L••Aug 29, 2022 · Affiliated broker-dealer or bank to independent RIA
- J••• E•••••••• M••••• from P•••••••• A•••••••Dec 6, 2021 · Affiliated broker-dealer or bank to independent RIA
- H•••• M••••• D•••••• from M••••• • C•••••••• A• A••••••• W••••• C••••••Dec 11, 2020 · Other
- C••••••••• D••• G••••••• from J••• M••••• A•••• M•••••••••Sep 19, 2018 · Other
- B•••••• J•••• W••••• from G••••• C••••••• L••May 8, 2017 · Other
- L••••••• E••• M••••• from B•••• D•••••• I••••••••• P•••••••• L••Oct 18, 2016 · Other
- C•••••••• R• Q••••••• from O•••••• I••••••••• A•••••••• L••Feb 9, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• J••••••• R• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- M•••••• E•••••• A•••••• · Chief Executive Officercontrolsince 01/2009 · owns 50% to 75%
- M•••••• J•••• L•••• · President, Chief Investment Officercontrolsince 01/2009 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 9 | 1 | 2 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,299 to 1,308Nov 6, 2025 to Mar 16, 2026
- Advisory employees · 8 to 10Nov 6, 2025 to Mar 16, 2026
- Charity clients · 18 to 20Nov 6, 2025 to Mar 16, 2026
- Corporate clients · 7 to 6Nov 6, 2025 to Mar 16, 2026
- HNW clients · 343 to 377Nov 6, 2025 to Mar 16, 2026
- Individual clients · 138 to 100Nov 6, 2025 to Mar 16, 2026
- Assets in custody · $907M to $938MNov 6, 2025 to Mar 16, 2026
- Employees · 23 to 30Nov 6, 2025 to Mar 16, 2026
- Discretionary RAUM · $2.7B to $3.0BNov 6, 2025 to Mar 16, 2026
- HNW RAUM · $2.5B to $2.8BNov 6, 2025 to Mar 16, 2026
- Individual RAUM · $61.0M to $46.1MNov 6, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $17.1M to $15.6MNov 6, 2025 to Mar 16, 2026
- RAUM · $2.7B to $3.0BNov 6, 2025 to Mar 16, 2026
- Advisory employees · 10 to 8Aug 19, 2025 to Nov 6, 2025
- Employees · 25 to 23Aug 19, 2025 to Nov 6, 2025
- State-registered IARs · 10 to 8Aug 19, 2025 to Nov 6, 2025
- Employees · 26 to 25Apr 8, 2025 to May 6, 2025
- Financial planning clients · 26-50 to 26-50Apr 8, 2025 to May 6, 2025
- State-registered IARs · 11 to 10Apr 8, 2025 to May 6, 2025
- Advisory employees · 11 to 10Feb 13, 2025 to Apr 8, 2025
- Employees · 27 to 26Feb 13, 2025 to Apr 8, 2025
- State-registered IARs · 12 to 11Feb 13, 2025 to Apr 8, 2025
- Accounts · 1,234 to 1,299Jan 6, 2025 to Feb 13, 2025
- Advisory activities · 3 to 2Jan 6, 2025 to Feb 13, 2025
- HNW clients · 330 to 343Jan 6, 2025 to Feb 13, 2025
- Individual clients · 132 to 138Jan 6, 2025 to Feb 13, 2025
- Assets in custody · $906M to $907MJan 6, 2025 to Feb 13, 2025
- Employees · 25 to 27Jan 6, 2025 to Feb 13, 2025
- Discretionary RAUM · $2.5B to $2.7BJan 6, 2025 to Feb 13, 2025
- HNW RAUM · $2.3B to $2.5BJan 6, 2025 to Feb 13, 2025
- Individual RAUM · $54.7M to $61.0MJan 6, 2025 to Feb 13, 2025
- Non-discretionary RAUM · $15.6M to $17.1MJan 6, 2025 to Feb 13, 2025
- RAUM · $2.5B to $2.7BJan 6, 2025 to Feb 13, 2025
- Accounts · 1,215 to 1,234Mar 29, 2023 to Mar 25, 2024
- Advisory employees · 12 to 11Mar 29, 2023 to Mar 25, 2024
- HNW clients · 323 to 330Mar 29, 2023 to Mar 25, 2024
- Individual clients · 128 to 132Mar 29, 2023 to Mar 25, 2024
- Assets in custody · $835M to $906MMar 29, 2023 to Mar 25, 2024
- Employees · 26 to 25Mar 29, 2023 to Mar 25, 2024
- Financial planning clients · 0 to 26-50Mar 29, 2023 to Mar 25, 2024
Signals
6 dated events
- Christopher Dean Guinther left Montag for Aprio Wealth Management, Llc (registered 2025-11-13)Nov 5, 2025 · Advisor changed firm · fact
- James Randolph Loving left Montag for Aprio Wealth Management, Llc (registered 2026-01-20)Oct 15, 2025 · Advisor changed firm · fact
- Jane Elizabeth Morrow left Montag for Transamerica Financial Advisors, Llc (registered 2025-04-11)Apr 8, 2025 · Advisor changed firm · fact
- Howell Stacey Godwin (Secretary) no longer on Schedule A of Montag (listed 2024-08-28, absent 2024-10-09)Oct 9, 2024 · Control person left · inference
- Anthony Louis Montag (Treasurer) no longer on Schedule A of Montag (listed 2018-11-13, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- Eichold Ruth Montag (Secretary) no longer on Schedule A of Montag (listed 2018-11-13, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@montagwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 404-522-5774reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/montagwealthmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- MONTAGWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-522-5774reportedpublic record, Form ADV, Mar 16, 2026
- Contact form
- montagwealthmanagement.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- montagwealthmanagement.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $330Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026