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Advisor at LPL FINANCIAL LLC
CORPUS CHRISTI, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 26, 2021 | n/a | yes | CORPUS CHRISTI, TX | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 9, 2021 | Sep 1, 2021 | no | TOLEDO, OH|CORPUS CHRISTI, TX | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 10, 2021 | Jun 9, 2021 | no | CORPUS CHRISTI, TX|TOLEDO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | LPL FINANCIAL LLC | Sep 1, 2021 | Aug 26, 2021 | -6 | Firm change | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | CETERA ADVISOR NETWORKS LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:6413:TX:2021-09-01 | Sep 1, 2021 | Aug 26, 2021 | CORPUS CHRISTI, TX | Firm change |
| 2882:13572:OH:2021-06-09 | Jun 9, 2021 | Jun 9, 2021 | TOLEDO, OH | Firm change |