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Registered advisor
S••••• L••••• W••••
Feed of 09/14/2026
Also filed as S••••• L••••• Mundine
At current firm
5 y
since Aug 26, 2021
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 26, 2021 · Corpus Christi, Tx
- C••••• A•••••• N••••••• L•• formerJun 9, 2021 to Sep 1, 2021 · Toledo, Oh
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 10, 2021 to Jun 9, 2021 · Corpus Christi, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Sep 1, 2021, registered Aug 26, 2021 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address