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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

CONNOR TODD RUTH

Advisor at OSAIC WEALTH, INC.

LINCOLN, NE

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Search this name across graphsid dfx:ria:e585d268-42ea-d43a-801c-38f6a894d604

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 28, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 27, 2022
First registration: Sep 28, 2022
Dual registered: yes, broker-dealer
Other names: CONNOR RUTH
IAPD individual key: 7617294

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 29, 2026	n/a	yes	LINCOLN, NE	Current employment
DEW WEALTH MANAGEMENT	Independent wealth	Feb 28, 2024	Oct 20, 2025	no	Malcolm, NE\|SCOTTSDALE, AZ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	Feb 8, 2024	no	LINCOLN, NE	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 28, 2022	Jan 19, 2024	no	LINCOLN, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEW WEALTH MANAGEMENT	OSAIC WEALTH, INC.	Oct 20, 2025	Jan 29, 2026	101	Firm change	RIA to ibd
OSAIC WEALTH, INC.	DEW WEALTH MANAGEMENT	Feb 8, 2024	Feb 28, 2024	20	Firm change	Ibd to RIA
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (3)

→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Feb 8, 2024factForm ADV
→ DEW WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 28, 2024 to Oct 20, 2025factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 28, 2022 to Jan 19, 2024factForm ADV

Dated events

Occurred
Oct 20, 2025
Advisor changed firm
Connor Todd Ruth left Dew Wealth Management for Osaic Wealth, Inc. (registered 2026-01-29)
Form ADVobserved 6 days ago
Occurred
Feb 8, 2024
Advisor changed firm
Connor Todd Ruth left Osaic Wealth, Inc. for Dew Wealth Management (registered 2024-02-28)
Form ADVobserved 6 days ago