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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Chandler, AZ | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 2, 2013 | n/a | yes | NEW YORK, NY|Chandler, AZ | Current employment |
| PRIMERICA ADVISORS | National bd RIA | Jan 9, 2013 | Jul 1, 2013 | no | GILBERT, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 15, 2007 | Dec 17, 2010 | no | Phoenix, AZ|PHOENIX, AZ|Phoenix, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Sep 11, 2006 | Apr 18, 2007 | no | PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIMERICA ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 1, 2013 | Jul 2, 2013 | 1 | Firm change | Ibd to wirehouse |
| CHARLES SCHWAB & CO., INC. | PRIMERICA ADVISORS | Dec 17, 2010 | Jan 9, 2013 | 754 | Firm change after gap | Ibd to ibd |