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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

CLAYTON JOHN COCHRAN

Advisor at PATHSTONE

ENGLEWOOD, NJ | New York, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Aug 11, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PATHSTONE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Aug 10, 2009
First registration: Aug 11, 2009
Dual registered: no
Other names: CLAY COCHRAN
IAPD individual key: 5377634

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Pathstone	Independent wealth	May 13, 2026	n/a	yes	New York, NY\|ENGLEWOOD, NJ	Current employment
CYNOSURE PORTFOLIO ADVISORS LLC	Bank affiliated wealth	Oct 9, 2025	Apr 30, 2026	no	SALT LAKE CITY, UT\|NEW YORK, NY	Previous registration
CYNOSURE GROUP, LLC	Other adviser	Apr 26, 2023	Oct 8, 2025	no	New York City, NY\|SALT LAKE CITY, UT\|New York, NY	Previous registration
SVB WEALTH	Independent wealth	Jun 22, 2022	Apr 27, 2023	no	New York, NY	Previous registration
AJ WEALTH	Former SEC adviser	Jan 7, 2016	Jun 21, 2022	no	NEW YORK, NY	Previous registration
THE MOSAIC FINANCIAL GROUP, LLC	Independent wealth	Aug 11, 2009	Sep 15, 2010	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CYNOSURE PORTFOLIO ADVISORS LLC	Pathstone	Apr 30, 2026	May 13, 2026	13	Firm change	RIA to RIA
CYNOSURE GROUP, LLC	CYNOSURE PORTFOLIO ADVISORS LLC	Oct 8, 2025	Oct 9, 2025	1	Firm change	Other
SVB WEALTH	CYNOSURE GROUP, LLC	Apr 27, 2023	Apr 26, 2023	-1	Firm change	Other
AJ WEALTH	SVB WEALTH	Jun 21, 2022	Jun 22, 2022	1	Firm change	RIA to RIA
THE MOSAIC FINANCIAL GROUP, LLC	AJ WEALTH	Sep 15, 2010	Jan 7, 2016	1,940	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281399:337747:NY:2025-10-08	Oct 8, 2025	Oct 9, 2025	NEW YORK, NY	Firm change
161950:172832:NY:2022-06-21	Jun 21, 2022	Jun 22, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ PATHSTONERegistered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ CYNOSURE PORTFOLIO ADVISORS LLCRegistered adviserregistration: previous registration
Oct 9, 2025 to Apr 30, 2026factForm ADV
→ CYNOSURE GROUP, LLCRegistered adviserregistration: previous registration
Apr 26, 2023 to Oct 8, 2025factForm ADV
→ SVB WEALTHRegistered adviserregistration: previous registration
Jun 22, 2022 to Apr 27, 2023factForm ADV
→ AJ WEALTHRegistered adviserregistration: previous registration
Jan 7, 2016 to Jun 21, 2022factForm ADV
→ THE MOSAIC FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Aug 11, 2009 to Sep 15, 2010factForm ADV

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
Clayton John Cochran left Cynosure Portfolio Advisors Llc for Pathstone (registered 2026-05-13)
Form ADVobserved 6 days ago
Occurred
Oct 8, 2025
Advisor changed firm
Clayton John Cochran left Cynosure Group, Llc for Cynosure Portfolio Advisors Llc (registered 2025-10-09)
Form ADVobserved 6 days ago
Occurred
Apr 27, 2023
Advisor changed firm
Clayton John Cochran left Svb Wealth for Cynosure Group, Llc (registered 2023-04-26)
Form ADVobserved 6 days ago
Occurred
Jun 21, 2022
Advisor changed firm
Clayton John Cochran left Aj Wealth for Svb Wealth (registered 2022-06-22)
Form ADVobserved 6 days ago