DFX Intelligence

S•••••• E••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

S•••••• E••••• P••••••

Advisor at P•••••••• A•••••• S•••••••

DES MOINES, IA

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Search this name across graphsid dfx:ria:e58e8257-8061-1d48-9c38-de07371ac522

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••••• S•••••••	Bd affiliated wealth	Dec 14, 2018	n/a	yes	DES MOINES, IA	Current employment
L•••••••• P••••••• S•••••••• L••	Former SEC adviser	Aug 10, 2015	Jun 7, 2018	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••••• P••••••• S•••••••• L••	P•••••••• A•••••• S•••••••	Jun 7, 2018	Dec 14, 2018	190	Firm change	Other
M••••• W••••• M••••••••• L••	L•••••••• P••••••• S•••••••• L••	Apr 6, 2015	Aug 10, 2015

Relationships

Registered with (7)

→ P•••••••• A•••••• S•••••••Registered adviserregistration: current employment
Dec 14, 2018 to presentfactForm ADV
→ L•••••••• P••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 10, 2015 to Jun 7, 2018factForm ADV
→ M••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 5, 2014 to Apr 6, 2015factForm ADV
→ C••••••••• W••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e58e8257-8061-1d48-9c38-de07371ac522
First observed: Apr 30, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.