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Advisor at TRUIST ADVISORY SERVICES, INC.
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 14, 2020 | n/a | yes | RICHMOND, VA | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Feb 12, 2015 | Feb 24, 2021 | no | RICHMOND, VA|RICHMOND, VA | Previous registration |
| CAPRIN ASSET MANAGEMENT, LLC | Former SEC adviser | Aug 9, 2006 | Jan 30, 2015 | no | HENRICO, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 24, 2021 | Sep 14, 2020 | -163 | Bulk transfer | Ibd to ibd |
| CAPRIN ASSET MANAGEMENT, LLC | BB&T SECURITIES, LLC | Jan 30, 2015 | Feb 12, 2015 | 13 | Firm change | Other |