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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)20 years in industry

Christopher Ryan Phillips

Advisor at TRUEWEALTH ADVISORS, LLC

Trussville, AL | HOOVER, AL

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Search this name across graphsid dfx:ria:e59fb2e1-2e9a-1ad2-f487-5c8bccd7bb89

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUEWEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Dec 11, 2007
First registration: Jan 18, 2006
Dual registered: yes, broker-dealer
Other names: CHRIS PHILLIPS
IAPD individual key: 5057339

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUEWEALTH ADVISORS, LLC	Independent wealth	Feb 16, 2024	n/a	yes	Trussville, AL\|HOOVER, AL	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	May 12, 2011	Feb 17, 2024	no	Birmingham, AL\|Birmingham, AL\|Trussville, AL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 31, 2010	May 10, 2011	no	BIRMINGHAM, AL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 15, 2010	no	Birmingham, AL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 5, 2007	Jun 1, 2009	no	BIRMINGHAM, AL	Previous registration
HIGHLAND ASSOCIATES INC	Other adviser	Jan 18, 2006	Feb 9, 2006	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	TRUEWEALTH ADVISORS, LLC	Feb 17, 2024	Feb 16, 2024	-1	Firm change	Ibd to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	CONCOURSE FINANCIAL GROUP ADVISORS	May 10, 2011	May 12, 2011	2	Firm change	Other
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 15, 2010	Aug 31, 2010	47	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
HIGHLAND ASSOCIATES INC	CITIGROUP GLOBAL MARKETS INC.	Feb 9, 2006	Oct 5, 2007	603	Firm change after gap	Other

Relationships

Registered with (6)

→ TRUEWEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Feb 16, 2024 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
May 12, 2011 to Feb 17, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 31, 2010 to May 10, 2011factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 15, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 5, 2007 to Jun 1, 2009factForm ADV
→ HIGHLAND ASSOCIATES INCRegistered adviserregistration: previous registration
Jan 18, 2006 to Feb 9, 2006factForm ADV

Dated events

Occurred
Feb 17, 2024
Advisor changed firm
Christopher Ryan Phillips left Concourse Financial Group Advisors for Truewealth Advisors, Llc (registered 2024-02-16)
Form ADVobserved 4 days ago