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Reading the graph
Advisor at MORGAN STANLEY
San Jose, CA | Orinda, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 4, 2021 | n/a | yes | San Jose, CA|Orinda, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Oct 12, 2021 | no | WALNUT CREEK, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jan 9, 2007 | Jan 3, 2011 | no | FREMONT, CA|WALNUT CREEK, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 14, 2002 | Jan 9, 2007 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Oct 12, 2021 | Oct 4, 2021 | -8 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO INVESTMENTS, LLC | Jan 9, 2007 | Jan 9, 2007 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:CA:2021-10-08 | Oct 12, 2021 | Oct 4, 2021 | WALNUT CREEK, CA | Firm change |