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E•••• B•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

E•••• B•••• A••••

Advisor at N•••••• G•••• C••••••••• L••

LAKE MARY, FL | JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:e5a9152c-21c1-f9ee-4e5f-27d1c4d6eca1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• G•••• C••••••••• L••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• G•••• C••••••••• L••	Institutional manager	Jan 24, 2018	n/a	yes	LAKE MARY, FL\|JACKSONVILLE, FL	Current employment
N•••••• G•••• S••••••••• I•••	Former SEC adviser	Oct 16, 2003	Dec 22, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• G•••• S••••••••• I•••	N•••••• G•••• C••••••••• L••	Dec 22, 2017	Jan 24, 2018	33	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29722:140944:FL:2017-12-21	Dec 22, 2017	Jan 24, 2018	JACKSONVILLE, FL	Firm change

Relationships

Registered with (2)

→ N•••••• G•••• C••••••••• L••Registered adviserregistration: current employment
Jan 24, 2018 to presentfactForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 16, 2003 to Dec 22, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5a9152c-21c1-f9ee-4e5f-27d1c4d6eca1
First observed: Oct 16, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.