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D•••• B•••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst29 years in industry

D•••• B•••• D••••••••

Advisor at L•••

LOS ANGELES, CA | Scottsdale, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5b38b98-0693-04f0-b0e3-93d82b06e031

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 7, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jun 13, 2025	n/a	yes	LOS ANGELES, CA\|Scottsdale, AZ	Current employment
C••••••••• F••••••••	Former SEC adviser	Apr 16, 2007	Jul 25, 2025	no	SCOTTSDALE, AZ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F••••••••	L•••	Jul 25, 2025	Jun 13, 2025	-42	Firm change after gap	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	C••••••••• F••••••••	Aug 5, 2011

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
143442:269866:AZ:2025-07-25	Jul 25, 2025	Jun 13, 2025	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (5)

→ L•••Registered adviserregistration: current employment
Jun 13, 2025 to presentfactForm ADV
→ C••••••••• F••••••••Registered adviserregistration: previous registration
Apr 16, 2007 to Jul 25, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2005 to Aug 5, 2011factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
Jul 25, 2025
Advisor changed firm
D•••• B•••• D•••••••• left C••••••••• F•••••••• for Lido (registered 2025-06-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5b38b98-0693-04f0-b0e3-93d82b06e031
First observed: Nov 14, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.