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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

TODD EVAN DAVIES

Advisor at CETERA INVESTMENT ADVISERS LLC

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5b678ee-41ad-70cc-806b-7ee9ddee1e85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 14, 2007
First registration: Jun 18, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5317874

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 28, 2021	n/a	yes	TAMPA, FL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 28, 2019	Jan 7, 2021	no	TAMPA, FL	Previous registration
MORGAN STANLEY	Wirehouse	May 5, 2011	May 17, 2019	no	Tampa, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 18, 2007	Mar 14, 2011	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CETERA INVESTMENT ADVISERS LLC	Jan 7, 2021	Jan 28, 2021	21	Firm change	Ibd to ibd
MORGAN STANLEY	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 17, 2019	Jun 28, 2019	42	Firm change	Wirehouse to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY	Mar 14, 2011	May 5, 2011	52	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:288590:FL:2019-04-18	May 17, 2019	Jun 28, 2019	TAMPA, FL	Firm change

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jan 28, 2021 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 28, 2019 to Jan 7, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 5, 2011 to May 17, 2019factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 18, 2007 to Mar 14, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5b678ee-41ad-70cc-806b-7ee9ddee1e85
First observed: Jun 18, 2007
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TODD EVAN DAVIES

Advisor at CETERA INVESTMENT ADVISERS LLC

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5b678ee-41ad-70cc-806b-7ee9ddee1e85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Jan 28, 2021

n/a

yes

TAMPA, FL

Current employment

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Former SEC adviser

Jun 28, 2019

Jan 7, 2021

TAMPA, FL

Previous registration

MORGAN STANLEY

Wirehouse

May 5, 2011

May 17, 2019

Tampa, FL

Previous registration

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Jun 18, 2007

Mar 14, 2011

TAMPA, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIDELITY PERSONAL AND WORKPLACE ADVISORS

CETERA INVESTMENT ADVISERS LLC

Jan 7, 2021

Jan 28, 2021

Firm change

Ibd to ibd

MORGAN STANLEY

FIDELITY PERSONAL AND WORKPLACE ADVISORS

May 17, 2019

Jun 28, 2019

Firm change

Wirehouse to ibd

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

Mar 14, 2011

May 5, 2011

Firm change

Ibd to wirehouse

Team

Left

Joined

From

Kind

149777:288590:FL:2019-04-18

May 17, 2019

Jun 28, 2019

TAMPA, FL

Firm change