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C••••••••• L••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C••••••••• L••••••• S••••••

Advisor at T••••••••• W•••••

BELLEVUE, WA | Portland, OR

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Search this name across graphsid dfx:ria:e5b9bff9-c680-0290-92cc-5310213db5f9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 29, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• W•••••	Independent wealth	Mar 19, 2026	n/a	yes	BELLEVUE, WA\|Portland, OR	Current employment
C• W••••• M•••••••••	n/a	Sep 21, 2022	Jan 6, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C• W••••• M•••••••••	T••••••••• W•••••	Jan 6, 2026	Mar 19, 2026	72	Firm change	Other
B••• W•••• W•••••	C• W••••• M•••••••••	Mar 10, 2022

Relationships

Registered with (3)

→ T••••••••• W•••••Registered adviserregistration: current employment
Mar 19, 2026 to presentfactForm ADV
→ C• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 21, 2022 to Jan 6, 2026factForm ADV
→ B••• W•••• W•••••Registered adviserregistration: previous registration
Jan 29, 2021 to Mar 10, 2022factForm ADV

Dated events

Occurred
Jan 6, 2026
Advisor changed firm
C••••••••• L••••••• S•••••• left C• W••••• M••••••••• for T••••••••• W••••• (registered 2026-03-19)
Form ADVobserved 7 days ago
Occurred
Mar 10, 2022
Advisor changed firm
C••••••••• L••••••• S•••••• left B••• W•••• W••••• for C• W••••• M••••••••• (registered 2022-09-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5b9bff9-c680-0290-92cc-5310213db5f9
First observed: Jan 29, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.