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B••• W•••• W•••••, INC., CRD 164432
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| N•••• L••• C•••••• | Certified Financial Planner | RENO, NV | PORTLAND, OR | 14 | 33 | 1 | no |
| M••••• A•••• | n/a | PORTLAND, OR | 7 | 11 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••• N••••• L••• | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | yes | 08/2012 | Jul 13, 2012 | Mar 27, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Seattle | Wa | United States | 5 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $473M | $384M | 23.1% | $233M | 26.6% | 15 | 14 | 2 | 1 |
| no |
| J•••• C••••• K••••••••• | n/a | PORTLAND, OR | 6 | 11 | n/a | no |
| C•••••• A••••• S••••• | Certified Financial Planner|Chartered Financial Analyst | Seattle, WA | 5 | 28 | 3 | no |
| D•••• M•••••• R••• | n/a | PORTLAND, OR | SEATTLE, WA | 4 | 27 | n/a | no |
| M••••• D••••• L••• | n/a | PORTLAND, OR | Seattle, WA | 4 | 17 | n/a | no |
| K•••••• A•••• R•••••• | n/a | PORTLAND, OR | 4 | 15 | n/a | no |
| K••••••• J••• S•••••••• | n/a | PORTLAND, OR | 3 | 22 | 5 | no |
| J••••• S••• N•• | n/a | PORTLAND, OR | Denver, CO | 1 | 12 | n/a | no |
| J••• C•••••••• F•••• | n/a | PORTLAND, OR | 0 | 11 | n/a | no |
| $473M |
| $473M |
| 15 |
| 12 |
| 1 |
| n/a |
| n/a |
| 2024 | Feb 27, 2025 | $384M | $384M | 14 | 11 | 1 | n/a | n/a |
| 2023 | Mar 27, 2024 | $317M | $317M | 17 | 12 | 1 | n/a | n/a |
| 2022 | Mar 28, 2023 | $233M | $233M | 17 | 11 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | $292M | $292M | 13 | 12 | 1 | n/a | n/a |
| 2020 | Mar 30, 2021 | $269M | $269M | 10 | 9 | 1 | n/a | n/a |
| 2019 | Feb 27, 2020 | $205M | $192M | 9 | 5 | 1 | n/a | n/a |
| 2018 | Mar 27, 2019 | $155M | $150M | 7 | 5 | 1 | n/a | n/a |