DFX Intelligence

M•••••• R•••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

M•••••• R•••• L•••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:e5c24519-897e-a328-8c18-ee88331396a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 4, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 29, 2016	n/a	yes	Fort Lauderdale, FL	Current employment
G•• W••••• A•••••••• I•••	Former SEC adviser	Sep 7, 2016	Sep 22, 2016	no	CORAL GABLES, FL\|FORT LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• W••••• A•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Sep 22, 2016	Sep 29, 2016	7	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	G•• W••••• A•••••••• I•••	Dec 17, 2015	Sep 7, 2016

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 29, 2016 to presentfactForm ADV
→ G•• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 7, 2016 to Sep 22, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 8, 2015 to Dec 17, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5c24519-897e-a328-8c18-ee88331396a9
First observed: Jun 8, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.