DFX Intelligence

C••••••••• D••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

C••••••••• D••••• S••••

Advisor at C•••••• A•••• M••••••••• L••

CHICAGO, IL | Nashville, TN

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Search this name across graphsid dfx:ria:e5d56a6a-2368-f3f1-1e1c-116e4f122386

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 3
Observed: May 15, 2008 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• D••••• S••••

Private equity principal · key crd individual, shared individual crd

Venture Capitalidentity

C••••••••• D••••• S••••

Venture principal · key crd individual, shared individual crd

Real Estate Fundsidentity

C••••••••• D••••• S••••

Real estate principal · key crd individual, shared individual crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 28, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	May 2, 2023	n/a	yes	CHICAGO, IL\|Nashville, TN	Current employment
T••• C•••••• M•••••••••	Former SEC adviser	Apr 28, 2022	May 8, 2023	no	Nashville, TN\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• C•••••• M•••••••••	C•••••• A•••• M••••••••• L••	May 8, 2023	May 2, 2023	-6	Firm change	RIA to RIA
M• H••••••• S••••••••• I•••	T••• C•••••• M•••••••••	Dec 15, 2022	Apr 28, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
142962:288566:CA:2023-05-08	May 8, 2023	May 2, 2023	SAN FRANCISCO, CA	Firm change
43285:142962:TN:2022-12-15	Dec 15, 2022	Apr 28, 2022	NASHVILLE, TN	Firm change after gap

Relationships

Registered with (4)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
May 2, 2023 to presentfactForm ADV
→ T••• C•••••• M•••••••••Registered adviserregistration: previous registration
Apr 28, 2022 to May 8, 2023factForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 9, 2010 to Dec 15, 2022factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
May 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5d56a6a-2368-f3f1-1e1c-116e4f122386
First observed: May 15, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.