DFX Intelligence

T••••• A••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

T••••• A••••• K•••••

Advisor at I••••••••• I••••••••• S•••••••• I••

Golden, CO | ALBERT LEA, MN

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Search this name across graphsid dfx:ria:e5e3f137-f838-1052-d507-93f508edd607

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• I••••••••• S•••••••• I••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• I••••••••• S•••••••• I••	Mixed wealth	May 3, 2021	n/a	yes	Golden, CO\|ALBERT LEA, MN	Current employment
A•• C•••••••••	Institutional manager	Jan 4, 2018	Jun 30, 2021	no	COTTONWOOD HEIGHTS, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• C•••••••••	I••••••••• I••••••••• S•••••••• I••	Jun 30, 2021	May 3, 2021	-58	Firm change after gap	Other
B••••••• J•••• L••	A•• C•••••••••	Feb 21, 2017	Jan 4, 2018

Relationships

Registered with (3)

→ I••••••••• I••••••••• S•••••••• I••Registered adviserregistration: current employment
May 3, 2021 to presentfactForm ADV
→ A•• C•••••••••Registered adviserregistration: previous registration
Jan 4, 2018 to Jun 30, 2021factForm ADV
→ B••••••• J•••• L••Registered adviserregistration: previous registration
Jun 30, 2016 to Feb 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5e3f137-f838-1052-d507-93f508edd607
First observed: Jun 30, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.