DFX Intelligence

A•••••••• R•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

A•••••••• R•••••• P••••••

Advisor at C•••••••• • I••••••••• S•••••••• L••

BEDFORD, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• • I••••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 16, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• • I••••••••• S•••••••• L••	State registered	Jul 26, 2022	n/a	yes	BEDFORD, TX	Current employment
F•••• F•••••••• E••••• C•••••••••	Former SEC adviser	Feb 16, 2012	Mar 31, 2022	no	ADDISON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• E••••• C•••••••••	C•••••••• • I••••••••• S•••••••• L••	Mar 31, 2022	Jul 26, 2022	117	Firm change	Ibd to state RIA
S•••••• M••••• L••	F•••• F•••••••• E••••• C•••••••••	Dec 31, 2011	Feb 16, 2012

Relationships

Registered with (4)

→ C•••••••• • I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 26, 2022 to presentfactForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Feb 16, 2012 to Mar 31, 2022factForm ADV
→ S•••••• M••••• L••Registered adviserregistration: previous registration
Jun 8, 2009 to Dec 31, 2011factForm ADV
→ H•••••• S••••••••• A•••• M••••••••• L••

Dated events

Order

Occurred
31 Mar 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 26, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.