DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

ROLAND GONZALEZ

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

McAllen, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e609c842-9cd6-0ccf-7606-cdf4957436b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 21, 2013
First registration: Nov 22, 2013
Dual registered: yes, broker-dealer
Other names: ROLAND GONZALEZ|ROLAND GONZALEZ|ROLAND GONZALEZ
IAPD individual key: 6193140

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 2, 2026	n/a	yes	McAllen, TX\|McAllen, TX	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 16, 2025	Dec 16, 2025	no	McAllen, TX\|McAllen, TX\|Houston, TX	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 3, 2017	Jan 17, 2025	no	McAllen, TX	Previous registration
SHELTER WEALTH STRATEGIES, LLC	Independent wealth	Feb 23, 2016	Nov 17, 2017	no	HOUSTON, TX	Previous registration
MORGAN STANLEY	Wirehouse	Nov 22, 2013	Jan 20, 2016	no	MCALLEN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 16, 2025	Jan 2, 2026	17	Firm change	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	MML INVESTORS SERVICES, LLC	Jan 17, 2025	Jan 16, 2025	-1	Firm change	Ibd to ibd
SHELTER WEALTH STRATEGIES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 17, 2017	Nov 3, 2017	-14	Firm change	Other
MORGAN STANLEY	SHELTER WEALTH STRATEGIES, LLC	Jan 20, 2016	Feb 23, 2016	34	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 3, 2017 to Jan 17, 2025factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 16, 2025 to Dec 16, 2025factForm ADV
→ SHELTER WEALTH STRATEGIES, LLCRegistered adviserregistration: previous registration
Feb 23, 2016 to Nov 17, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 22, 2013 to Jan 20, 2016factForm ADV

Dated events

Occurred
Dec 16, 2025
Advisor changed firm
Roland Gonzalez left Mml Investors Services, Llc for Cambridge Investment Research Advisors, Inc. (registered 2026-01-02)
Form ADVobserved 4 days ago
Occurred
Jan 17, 2025
Advisor changed firm
Roland Gonzalez left Cambridge Investment Research Advisors, Inc. for Mml Investors Services, Llc (registered 2025-01-16)
Form ADVobserved 4 days ago