DFX Intelligence

G••••• H•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

G••••• H•••• W•••••

Advisor at S•••••• W••••• M••••••••• L••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:e610ee6d-d8aa-6475-d27c-475af08ee985

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 21, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M••••••••• L••	Independent wealth	Apr 23, 2025	n/a	yes	SAN ANTONIO, TX	Current employment
C•••••• C•••• P•••••••	Mixed wealth	Apr 18, 2024	Apr 15, 2025	no	San Antonio, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••• P•••••••	S•••••• W••••• M••••••••• L••	Apr 15, 2025	Apr 23, 2025	8	Firm change	RIA to RIA
S•••••• W••••• M••••••••• L••	C•••••• C•••• P•••••••	Mar 22, 2024	Apr 18, 2024

Relationships

Registered with (2)

→ S•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2014 to Mar 22, 2024factForm ADV
→ C•••••• C•••• P•••••••Registered adviserregistration: previous registration
Apr 18, 2024 to Apr 15, 2025factForm ADV

Dated events

Occurred
Apr 15, 2025
Advisor changed firm
G••••• H•••• W••••• left C•••••• C•••• P••••••• for S•••••• W••••• M••••••••• L•• (registered 2025-04-23)
Form ADVobserved 7 days ago
Occurred
Mar 22, 2024
Advisor changed firm
G••••• H•••• W••••• left S•••••• W••••• M••••••••• L•• for C•••••• C•••• P••••••• (registered 2024-04-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e610ee6d-d8aa-6475-d27c-475af08ee985
First observed: Mar 3, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.