DFX Intelligence

C•••••• C•••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

C•••••• C•••• P•••••••

C•••••• C•••• P•••••••, LLC, CRD 301211

AUSTIN, TX

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Search this name across graphsid dfx:ria:d23659a2-64dc-f3cc-88bb-379c46b5b57a

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 8
On other graphs: 1
Observed: Mar 29, 2019 to Jul 30, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

C•••••• C•••• P•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.48 fund_share=0.28 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $645M
Private client RAUM: $732Mderived••• Locked
Private client share: 48%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $190Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• A••••• L•••••••	n/a	AUSTIN, TX	5	14	1	no
M•••••• E•••• M•••••	Chartered Financial Analyst	AUSTIN, TX	5	17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• P•••••• M•••••• A••••••••• F••• 2•••• L•	Other Private Fund	$53.4M	Jul 30, 2026	49	Mar 29, 2024	reported	021-481637
C•• 2••• P•••••• M•••••• A••••••••• F•••• L•	Other Private Fund	$40.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• C••••••••• M••••	Partner	Na	yes	01/2021	Jul 30, 2026	Jul 30, 2026
S••••••• M•••	CIO/PARTNER	B	yes	01/2022	Jul 30, 2026	Jul 30, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•• 2••• S••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
C•• 8•• F••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
C•• 8•• F••• V• G•• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN ANTONIO	TX	United States	2	no
Houston	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	3	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.2B	22.6%	$677M	31.1%	24	22	3	3

Relationships

Registered with (9)

← R••••• T••••• G•••••Advisorregistration: current employment
Aug 14, 2026 to presentfactForm ADV
← C••••••••• M•••• H•••Advisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← M•••••• J•• A••••Advisorregistration: current employment
Jun 3, 2026 to presentfactForm ADV
← S•••• T••••• H••••

Dated events

Occurred
Apr 15, 2025
Advisor changed firm
George Harry Watson left C•••••• C•••• P••••••• for Sendero Wealth Management, Llc (registered 2025-04-23)
Form ADVobserved 7 days ago
Occurred
Aug 1, 2024
Regulatory AUM changed
C•••••• C•••• P••••••• reported RAUM $1.2B, up 77% from $680.7M (2024-03-29 to 2024-08-01)
Form ADVobserved 7 days ago
$524M
Occurred
Mar 30, 2023
Regulatory AUM changed
C•••••• C•••• P••••••• reported RAUM $676.8M, up 33% from $509.6M (2022-11-07 to 2023-03-30)
Form ADVobserved 7 days ago
$167M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d23659a2-64dc-f3cc-88bb-379c46b5b57a
First observed: Mar 29, 2019
Last observed: Jul 30, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.