DFX Intelligence

Data Factory

RIA / WealthAdvisor24 years in industry

ARIEL MOSHE SERBER

Advisor at CLUTCH CAPITAL MANAGEMENT, LLC

West Hempstead, NY | FOREST HILLS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e62a478d-c5bb-8b96-4b12-8e00cd500a5b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CLUTCH CAPITAL MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Sep 11, 2002
First registration: Feb 20, 2004
Dual registered: no
Other names: ARIEL M SERBER
IAPD individual key: 4557891

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CLUTCH CAPITAL MANAGEMENT, LLC	State registered	Apr 20, 2021	n/a	yes	West Hempstead, NY\|FOREST HILLS, NY	Current employment
RICHARD BROTHERS, FINANCIAL ADVISORS	Independent wealth	Sep 3, 2009	Apr 1, 2010	no	LYNBROOK, NY\|SOUTH PORTLAND, ME	Previous registration
SAXONY CAPITAL MANAGEMENT, LLC	Independent wealth	Sep 20, 2007	Nov 7, 2008	no	WEST HEMPSTEAD, NY\|SAINT LOUIS, MO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 20, 2004	Nov 30, 2006	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RICHARD BROTHERS, FINANCIAL ADVISORS	CLUTCH CAPITAL MANAGEMENT, LLC	Apr 1, 2010	Apr 20, 2021	4,037	Firm change after gap	Other
SAXONY CAPITAL MANAGEMENT, LLC	RICHARD BROTHERS, FINANCIAL ADVISORS	Nov 7, 2008	Sep 3, 2009	300	Firm change	Other
EQUITABLE ADVISORS, LLC	SAXONY CAPITAL MANAGEMENT, LLC	Nov 30, 2006	Sep 20, 2007	294	Firm change	Other

Relationships

Registered with (4)

→ CLUTCH CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 20, 2021 to presentfactForm ADV
→ RICHARD BROTHERS, FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 3, 2009 to Apr 1, 2010factForm ADV
→ SAXONY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 20, 2007 to Nov 7, 2008factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 20, 2004 to Nov 30, 2006factForm ADV

Dated events

No dated event names this entity yet.