DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ariel Moshe Serber
Feed of 09/15/2026
Also filed as Ariel M Serber
At current firm
5 y
since Apr 20, 2021
In the industry
24 y
since Sep 11, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Clutch Capital Management, LLC state registered currentsince Apr 20, 2021 · West Hempstead, Ny
- Richard Brothers, Financial Advisors independent RIASep 3, 2009 to Apr 1, 2010 · Lynbrook, Ny
- Saxony Capital Management, LLC independent RIASep 20, 2007 to Nov 7, 2008 · West Hempstead, Ny
- Equitable Advisors, LLC national BDFeb 20, 2004 to Nov 30, 2006 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Richard Brothers, Financial Advisors to Clutch Capital Management, LLCleft Apr 1, 2010, registered Apr 20, 2021 (4037 days) · Other
- Saxony Capital Management, LLC to Richard Brothers, Financial Advisorsleft Nov 7, 2008, registered Sep 3, 2009 (300 days) · Other
- Equitable Advisors, LLC to Saxony Capital Management, LLCleft Nov 30, 2006, registered Sep 20, 2007 (294 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address