DFX Intelligence

T••• L•• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

T••• L•• B•••••••

Advisor at M•• C•••••• A••••••• L••

RED LODGE, MT | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:e62bf6d6-17f6-6b64-9122-6be5d9979cb7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• A••••••• L••	Independent wealth	Jun 21, 2017	n/a	yes	RED LODGE, MT\|SCOTTSDALE, AZ	Current employment
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Mar 8, 2007	Jun 20, 2017	no	BILLINGS, MT\|BILLINGS, MT\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F•••••••• S•••••••• I•••	M•• C•••••• A••••••• L••	Jun 20, 2017	Jun 21, 2017	1	Firm change	Other
W•••• F•••• A•••••••	P••••••• F•••••••• S•••••••• I•••	Nov 1, 2006	Mar 8, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
10740:157835:TX:2017-06-20	Jun 20, 2017	Jun 21, 2017	DALLAS, TX	Firm change

Relationships

Registered with (3)

→ M•• C•••••• A••••••• L••Registered adviserregistration: current employment
Jun 21, 2017 to presentfactForm ADV
→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 8, 2007 to Jun 20, 2017factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 17, 2004 to Nov 1, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e62bf6d6-17f6-6b64-9122-6be5d9979cb7
First observed: Feb 17, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.