DFX Intelligence

F•••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

F•••••• C•••••• M••••••••• L••

CRD 168923

GREENWICH, CT

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Search this name across graphsid dfx:ria:e63c4a9c-2820-f6c6-9f6b-781f20ea3386

Data as of Jan 22, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Oct 25, 2013 to Jan 22, 2014
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

F•••••• C•••••• M••••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $26.2M••• Locked
Discretionary RAUM: $782,000
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••• D••••••••• L••	Hedge Fund	$5.0M	Jan 22, 2014	6	Oct 25, 2013	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• W••••••• G••••••	President	E	yes	08/2013	Oct 25, 2013	Jan 22, 2014
N••••••• H•••••• J••••	CHIEF RISK STRATEGIST	B	yes	08/2013	Oct 25, 2013	Jan 22, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• A•••••••• L••	n/a	Former SEC adviser	$8.8M	Y	no	n/a

Relationships

Affiliated with (1)

→ A•••• A•••••••• L••Registered adviserother investment adviser, control
factForm ADV

Advises (1)

→ F•••••• D••••••••• L••Private fundHedge Fund, IA
Oct 25, 2013 to presentfactForm ADV

Controls (3)

← F••••••• W••••••• G••••••OwnerPRESIDENT, ownership code E, individual
Oct 25, 2013 to presentfactForm ADV

Dated events

Occurred
Oct 25, 2013
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e63c4a9c-2820-f6c6-9f6b-781f20ea3386
First observed: Oct 25, 2013
Last observed: Jan 22, 2014 154 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.