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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ARQUE ADVISORS, LLC

CRD 144862

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Search this name across graphsid dfx:ria:d21ce15f-cacb-e53b-edb2-5f502ef7aeeb

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Apr 2, 2012 to Jun 30, 2020
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Arque Advisors, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.8MItem 5.F on the latest filing (2020-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.9M
Private client RAUM: $6.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 74%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $8.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 37
Individual clients: 13
High net worth clients: 24
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $35,300gross asset value as reported per fund; never fund size
SEC number: 801-68334
CRD: 144862
Filings on the tape: 26
First filed: Apr 2, 2012
Latest filed: Jun 30, 2020
Organised: Limited Liability Company, Delaware

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID GEORGE BULLOCK	n/a	Morgan, VT	0	24	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TBS PARTNERS LLC	Private Equity Fund	$475,000	Mar 27, 2019	10	May 31, 2016	dropped	n/a
ARQUE CONCERT EQUITY PARTNERS, LP	Other Private Fund	$35,000	Jun 30, 2020	1	Mar 18, 2014	reported	n/a
ARQUE TAX RECEIVABLE FUND LP	Other Private Fund	$300	Jun 30, 2020	3	Apr 2, 2012	reported	021-1497873
CPM ARQUE PRECIOUS METALS FUND LP	Hedge Fund	$0	May 12, 2015	0	Apr 2, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BULLOCK, DAVID, GEORGE	MANAGING DIRECTOR , CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	07/2007	Apr 2, 2012	Jun 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ARQUE CERTIFICATE MANAGEMENT LLC	n/a	n/a	n/a	N	no	n/a
MILTON ASSOCIATES, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 11, 2020	$8.8M	$6.9M	2	1	0	2	$35,300
2018	Mar 27, 2019	$7.4M	$6.1M	7	1	1	3	$613,000
2017	Mar 27, 2018	$8.7M	$7.5M	7	1	1	3	$613,000
2016	Mar 21, 2017	$27.0M	$5.0M	8	5	n/a	3	$295,000
2015	May 31, 2016	$25.0M	$5.0M	5	3	n/a	3	$295,000
2014	Mar 30, 2015	$25.0M	$5.0M	6	3	n/a	3	$11.3M
2013	Mar 18, 2014	$38.3M	$13.3M	9	6	n/a	3	$11.3M
2012	Apr 2, 2013	$25.0M	$18.0M	12	9	n/a	2	$11.0M
2011	Apr 2, 2012	$30.0M	$8.0M	n/a	n/a	n/a	2	$6.0M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$8.8M	$7.4M	17.9%	$27.0M	-31.3%	2	7	0	1

Relationships

Registered with (2)

← DAVID GEORGE BULLOCKAdvisorregistration: current employment
Feb 26, 2026 to presentfactForm ADV
← Richard David StavesAdvisorregistration: previous registration
Sep 24, 2007 to Mar 5, 2009factForm ADV

Advises (4)

→ ARQUE TAX RECEIVABLE FUND LPPrivate fundOther Private Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ ARQUE CONCERT EQUITY PARTNERS, LPPrivate fundOther Private Fund, IA
Mar 18, 2014 to presentfactForm ADV
→ TBS PARTNERS LLCPrivate fundPrivate Equity Fund, IA, no longer reported
May 31, 2016 to Mar 27, 2019factForm ADV
→ CPM ARQUE PRECIOUS METALS FUND LPPrivate fundHedge Fund, IA, no longer reported
Apr 2, 2012 to May 12, 2015factForm ADV

Controls (1)

← BULLOCK, DAVID, GEORGEOwnerMANAGING DIRECTOR , CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 2, 2012 to presentfactForm ADV

Affiliated with (1)

← FERRELL CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, control
factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d21ce15f-cacb-e53b-edb2-5f502ef7aeeb
First observed: Apr 2, 2012
Last observed: Jun 30, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARQUE ADVISORS, LLC

CRD 144862

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d21ce15f-cacb-e53b-edb2-5f502ef7aeeb

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID GEORGE BULLOCK

n/a

Morgan, VT

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TBS PARTNERS LLC

Private Equity Fund

$475,000

Mar 27, 2019

May 31, 2016

dropped

n/a

ARQUE CONCERT EQUITY PARTNERS, LP

Other Private Fund

$35,000

Jun 30, 2020

Mar 18, 2014

reported

n/a

ARQUE TAX RECEIVABLE FUND LP

Other Private Fund

$300

Jun 30, 2020

Apr 2, 2012

reported

021-1497873

CPM ARQUE PRECIOUS METALS FUND LP

Hedge Fund

May 12, 2015

Apr 2, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BULLOCK, DAVID, GEORGE

MANAGING DIRECTOR , CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

07/2007

Apr 2, 2012

Jun 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ARQUE CERTIFICATE MANAGEMENT LLC

n/a

MILTON ASSOCIATES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 11, 2020

$8.8M

$6.9M

$35,300

2018

Mar 27, 2019

$7.4M

$6.1M

$613,000

2017

Mar 27, 2018

$8.7M

$7.5M

$613,000

2016

Mar 21, 2017

$27.0M

$5.0M

n/a

$295,000

2015

May 31, 2016

$25.0M

$5.0M

n/a

$295,000

2014

Mar 30, 2015

$25.0M

$5.0M

n/a

$11.3M

2013

Mar 18, 2014

$38.3M

$13.3M

n/a

$11.3M

2012

Apr 2, 2013

$25.0M

$18.0M

n/a

$11.0M

2011

Apr 2, 2012

$30.0M

$8.0M

n/a

$6.0M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$8.8M

$7.4M

17.9%

$27.0M

-31.3%