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Advisor at WELLS FARGO ADVISORS
ROCKVILLE, MD | WASHINGTON, DC | BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 29, 2010 | n/a | yes | BETHESDA, MD|ROCKVILLE, MD|WASHINGTON, DC | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Apr 30, 2010 | no | COLUMBIA, MD|COLUMBIA, MD|TOWSON, MD | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jan 9, 2009 | Oct 23, 2009 | no | COLUMBIA, MD|TOWSON, MD | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jul 11, 2006 | Jan 29, 2009 | no | GLEN BURNIE, MD|BALTIMORE, MD|GLEN BURNIE, MD|HUNT VALLEY, MD|HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Apr 30, 2010 | Apr 29, 2010 | -1 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Jan 29, 2009 | Jan 9, 2009 | -20 | Firm change | Other |