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D••••• D• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D••••• D• D•••••

Advisor at C••••••••• P•••••••• R••••• C•••

WOODBURY, NY | West Palm Beach, FL

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Search this name across graphsid dfx:ria:e64c96f9-731c-a6c4-3609-ee931c5796c7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 27, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• P•••••••• R••••• C•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• P•••••••• R••••• C•••	Independent wealth	Sep 2, 2025	n/a	yes	WOODBURY, NY\|West Palm Beach, FL	Current employment
S••	Bd affiliated wealth	Nov 19, 2024	Aug 11, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••	C••••••••• P•••••••• R••••• C•••	Aug 11, 2025	Sep 2, 2025	22	Firm change	Ibd to RIA
S•• I••••••••• A•••••••• I•••	S••	Oct 2, 2024

Relationships

Registered with (5)

→ C••••••••• P•••••••• R••••• C•••Registered adviserregistration: current employment
Sep 2, 2025 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Nov 19, 2024 to Aug 11, 2025factForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2023 to Oct 2, 2024factForm ADV
→ K••••• F••••••••

Dated events

Occurred
Aug 11, 2025
Advisor changed firm
D••••• D• D••••• left Spc for C••••••••• P•••••••• R••••• C••• (registered 2025-09-02)
Form ADVobserved 7 days ago
Occurred
Oct 2, 2024
Advisor changed firm
D••••• D• D••••• left S•• I••••••••• A•••••••• I••• for Spc (registered 2024-11-19)
Form ADVobserved 7 days ago
Occurred
Oct 11, 2022
Advisor changed firm
D••••• D• D••••• left K••••• F•••••••• for S•• I••••••••• A•••••••• I••• (registered 2023-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e64c96f9-731c-a6c4-3609-ee931c5796c7
First observed: Mar 27, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.