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Advisor at STEWARD CAPITAL LLC.
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEWARD CAPITAL LLC. | State registered | Jun 8, 2016 | n/a | yes | BELLEVUE, WA | Current employment |
| SWEETWATER INVESTMENTS INC | Former SEC adviser | Feb 18, 2016 | Apr 5, 2016 | no | KIRKLAND, WA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 19, 2005 | May 28, 2015 | no | BELLEVUE, WA|BELLEVUE, WA|BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SWEETWATER INVESTMENTS INC | STEWARD CAPITAL LLC. | Apr 5, 2016 | Jun 8, 2016 | 64 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | SWEETWATER INVESTMENTS INC | May 28, 2015 | Feb 18, 2016 | 266 | Firm change | Other |