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Advisor at SNIDER FINANCIAL GROUP
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SNIDER FINANCIAL GROUP | Independent wealth | Jan 3, 2023 | n/a | yes | BELLEVUE, WA | Current employment |
| SNIDER FINANCIAL GROUP | Independent wealth | Mar 13, 2018 | Dec 31, 2022 | no | Bellevue, WA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jan 15, 2014 | Oct 10, 2017 | no | SEATTLE, WA | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 23, 2011 | Oct 29, 2013 | no | Kirkland, WA|Seattle, WA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Mar 29, 2011 | Oct 10, 2011 | no | Bellevue, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 25, 2010 | Mar 2, 2011 | no | SEATTLE, WA | Previous registration |
| WADDELL & REED | Former SEC adviser | Dec 5, 2008 | Jun 29, 2010 | no | SEATTLE, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 4, 2007 | Dec 2, 2008 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | SNIDER FINANCIAL GROUP | Oct 10, 2017 | Mar 13, 2018 | 154 | Firm change | Other |
| MORGAN STANLEY | PRINCIPAL SECURITIES, INC. | Oct 29, 2013 | Jan 15, 2014 | 78 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | MORGAN STANLEY | Oct 10, 2011 | Sep 23, 2011 | -17 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHARLES SCHWAB & CO., INC. | Mar 2, 2011 | Mar 29, 2011 | 27 | Firm change | Wirehouse to ibd |
| WADDELL & REED | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 29, 2010 | Jun 25, 2010 | -4 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WADDELL & REED | Dec 2, 2008 | Dec 5, 2008 | 3 | Firm change | Other |