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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
San Jose, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 5, 2022 | n/a | yes | San Jose, CA|San Jose, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 9, 2021 | Jun 30, 2022 | no | MENLO PARK, CA|PALO ALTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 30, 2022 | Jul 5, 2022 | 5 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:6363:CA:2022-06-30 | Jun 30, 2022 | Jul 5, 2022 | PALO ALTO, CA | Firm change |