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Advisor at CAPITAL CLIENT GROUP, INC.
LOS ANGELES, CA | Laguna Niguel, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Aug 5, 2026 | n/a | yes | LOS ANGELES, CA|Laguna Niguel, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 18, 2008 | Jun 29, 2012 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CAPITAL CLIENT GROUP, INC. | Jun 29, 2012 | Aug 5, 2026 | 5,150 | Firm change after gap | Wirehouse to new firm |