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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | Canton, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Jun 22, 2026 | n/a | yes | Canton, GA|GREENWOOD VILLAGE, CO | Current employment |
| TOWERS WATSON INVESTMENT SERVICES, INC. | Institutional manager | Mar 29, 2018 | Oct 8, 2024 | no | Atlanta, GA | Previous registration |
| NEWPORT GROUP SECURITIES, INC. | Former SEC adviser | Dec 18, 2003 | Dec 2, 2008 | no | LAKE MARY, FL|Lake Mary, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 14, 1999 | Nov 7, 2003 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TOWERS WATSON INVESTMENT SERVICES, INC. | EMPOWER ADVISORY GROUP, LLC | Oct 8, 2024 | Jun 22, 2026 | 622 | Firm change after gap | Other |
| NEWPORT GROUP SECURITIES, INC. | TOWERS WATSON INVESTMENT SERVICES, INC. | Dec 2, 2008 | Mar 29, 2018 | 3,404 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | NEWPORT GROUP SECURITIES, INC. | Nov 7, 2003 | Dec 18, 2003 | 41 | Firm change | Other |