RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• R•••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jun 22, 2026 · Canton, Ga
- T••••• W••••• I••••••••• S•••••••• I••• institutionalMar 29, 2018 to Oct 8, 2024 · Atlanta, Ga
- N•••••• G•••• S••••••••• I••• formerDec 18, 2003 to Dec 2, 2008 · Lake Mary, Fl
- M••••• S•••••• D• I••• unclassifiedSep 14, 1999 to Nov 7, 2003 · Orlando, Fl
- T••••• W••••• I••••••••• S•••••••• I••• to E•••••• A••••••• G••••• L••left Oct 8, 2024, registered Jun 22, 2026 (622 days) · Other
- N•••••• G•••• S••••••••• I••• to T••••• W••••• I••••••••• S•••••••• I•••left Dec 2, 2008, registered Mar 29, 2018 (3404 days) · Other
- M••••• S•••••• D• I••• to N•••••• G•••• S••••••••• I•••left Nov 7, 2003, registered Dec 18, 2003 (41 days) · Other
- K••• R••• left T••••• W••••• I••••••••• S•••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2026-06-22)Oct 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address