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RIA / WealthAdvisor15 years in industry

Homero Jose Diaz

Advisor at CASTLEVIEW PARTNERS, LLC

Coral Gables, FL

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Search this name across graphsid dfx:ria:e6771c5c-74d4-9d4e-75ce-3a9a10e12e89

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CASTLEVIEW PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 29, 2011
First registration: Jul 11, 2012
Dual registered: no
Other names: HOMERO J. DIAZ|Homero J Diaz Luzardo|Homero Jose Diaz-Luzardo|HOMERO J DIAZ
IAPD individual key: 5737174

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CASTLEVIEW PARTNERS, LLC	Independent wealth	Sep 28, 2022	n/a	yes	Coral Gables, FL	Current employment
ADVISORY INVESTOR SERVICES LLC	Mixed wealth	Mar 10, 2020	Apr 17, 2020	no	MIAMI, FL	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Jul 25, 2016	Oct 22, 2019	no	MIAMI, FL\|CORAL GABLES, FL\|MIAMI, FL\|MIAMI, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 11, 2012	Jul 5, 2016	no	KEY BISCAYNE, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISORY INVESTOR SERVICES LLC	CASTLEVIEW PARTNERS, LLC	Apr 17, 2020	Sep 28, 2022	894	Firm change after gap	Other
HSBC SECURITIES (USA) INC.	ADVISORY INVESTOR SERVICES LLC	Oct 22, 2019	Mar 10, 2020	140	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HSBC SECURITIES (USA) INC.	Jul 5, 2016	Jul 25, 2016	20	Firm change	Other

Relationships

Registered with (4)

→ CASTLEVIEW PARTNERS, LLCRegistered adviserregistration: current employment
Sep 28, 2022 to presentfactForm ADV
→ ADVISORY INVESTOR SERVICES LLCRegistered adviserregistration: previous registration
Mar 10, 2020 to Apr 17, 2020factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Jul 25, 2016 to Oct 22, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 11, 2012 to Jul 5, 2016factForm ADV

Dated events

No dated event names this entity yet.