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C• L••••••••• S••••• M••••• L••••••: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundhedge fund3(c)(7)master funddropped

C• L••••••••• S••••• M••••• L••••••

advised by UBS OCONNOR LLC

Cayman Islands

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Search this name across graphsid dfx:ria:e67a5bb2-d245-cc7a-4247-8172563e8840

Data as of Nov 26, 2013 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2013 to Nov 26, 2013
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: UBS OCONNOR LLCCRD 108754
Fund type: Hedge Fund
Latest reported GAV: $366Mgross asset value on Schedule D 7.B(1), as of 2013-11-26; never fund size
Peak reported GAV: $383M
Beneficial owners: 10
Minimum investment: $1.0M
Owned by the adviser: 0%
Owned by funds of funds: 10000%
Owned by non-US persons: 3400%

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Nov 26, 2013	$366M	10

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
BARCLAYS BANK PLC	BARCLAYS BANK PLC	London	n/a	United Kingdom	no	n/a
BARCLAYS CAPITAL INC.	BARCLAYS CAPITAL INC.	NEW YORK	New York	United States	no	8-41342
BARCLAYS CAPITAL SECURITY L••••••	BARCLAYS CAPITAL SECURITY L••••••	London

Relationships

Advises (1)

← UBS OCONNOR LLCRegistered adviserHedge Fund, IA, no longer reported
Feb 27, 2013 to Nov 26, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e67a5bb2-d245-cc7a-4247-8172563e8840
First observed: Feb 27, 2013
Last observed: Nov 26, 2013 156 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.