DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C• L••••••••• S••••• M••••• L••••••

Hedge Fundadvised byU•• O•••••• L••former805-1008508314no longer reportedIAPD
Gross asset value
$366M
as of Nov 26, 2013; not a fund size
Peak GAV
$383M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
34%
Reported
5 filings
Feb 27, 2013 to Nov 26, 2013
Reporting history
one row per Form ADV filing
Gross asset value$366M as of Nov 26, 2013
Feb 27, 2013$383M then
Owners10 as of Nov 26, 2013
Feb 27, 201310 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-187247reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc
    London, United Kingdom
  • Barclays Capital Inc.
    New York, New York
  • Barclays Capital Security L••••••
    London, United Kingdom
  • Citigroup Global Markets Inc.
    New York, New York
  • Credit Suisse International
    London, United Kingdom
  • Credit Suisse Securities (Europe) L••••••
    London, United Kingdom
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • J.P. Morgan Clearing Corp.
    Brooklyn, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • The Bank Of New York Mellon
    Lake Mary, Florida
  • UBS Ag
    Zurich, Switzerland · related person of the adviser
  • UBS Fund Services (Cayman) L••••••
    George Town, Cayman Islands · related person of the adviser
  • UBS Securities LLC
    New York, New York · related person of the adviser
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons