DFX Intelligence

D•••• H•••••• S•• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

D•••• H•••••• S•• C••••

Advisor at F••••••••

AUSTIN, TX | Forest, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 30, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••	Independent wealth	Jan 6, 2026	n/a	yes	Forest, VA\|AUSTIN, TX	Current employment
E•••••••• A•••••••• L••	National bd RIA	Oct 20, 2023	Jan 14, 2026	no	FOREST, VA\|LYNCHBURG, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	F••••••••	Jan 14, 2026	Jan 6, 2026	-8	Firm change	Ibd to RIA
P•••• S••••••••• L••	E•••••••• A•••••••• L••	Oct 25, 2023	Oct 20, 2023

Relationships

Registered with (3)

→ F••••••••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 20, 2023 to Jan 14, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 30, 2017 to Oct 25, 2023factForm ADV

Dated events

Order

Occurred
14 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
25 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 30, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.