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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Neil Jamieson Berston

Advisor at LPL FINANCIAL LLC

MERIDIAN, ID | MINDEN, NV

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Search this name across graphsid dfx:ria:e67cf41b-6840-4e1a-27e5-445996e9b97d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Nov 17, 2006
First registration: Nov 20, 2006
Dual registered: yes, broker-dealer
Other names: JAMES N BERSTON|NEIL J. BERSTON|JAMES BERSTON|James Berston|Neil Jamieson Berston|Neil Berston
IAPD individual key: 5189532

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 6, 2023	n/a	yes	MINDEN, NV\|MERIDIAN, ID	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 25, 2019	Sep 11, 2023	no	Reno, NV	Previous registration
EDWARD JONES	National bd RIA	Apr 13, 2010	Oct 27, 2019	no	MINDEN, NV\|ST LOUIS, MO\|GARDNERVILLE, NV	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Nov 20, 2006	May 10, 2010	no	BOISE, ID\|CARSON CITY, NV\|CARSON CITY, NV\|BOISE, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Sep 11, 2023	Sep 6, 2023	-5	Firm change	Ibd to ibd
EDWARD JONES	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 27, 2019	Oct 25, 2019	-2	Firm change	Ibd to ibd
WELLS FARGO INVESTMENTS, LLC	EDWARD JONES	May 10, 2010	Apr 13, 2010	-27	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 6, 2023 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 25, 2019 to Sep 11, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 13, 2010 to Oct 27, 2019factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 20, 2006 to May 10, 2010factForm ADV

Dated events

Occurred
Sep 11, 2023
Advisor changed firm
Neil Jamieson Berston left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2023-09-06)
Form ADVobserved 5 days ago