DFX Intelligence

C•••••• G•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

C•••••• G•••••• M•••••

Advisor at A•••• W••••• A•••••••• L••

Defuniak Springs, FL

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Search this name across graphsid dfx:ria:e6849c11-039a-aa27-a046-049f116ef866

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• A•••••••• L••	Bd affiliated wealth	Apr 18, 2023	n/a	yes	Defuniak Springs, FL	Current employment
C••••• S••••• A•••••••• I•••	Former SEC adviser	Jan 15, 2019	Jun 27, 2023	no	Defuniak Springs, FL\|NASHVILLE, TN\|DeFuniak Springs, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• S••••• A•••••••• I•••	A•••• W••••• A•••••••• L••	Jun 27, 2023	Apr 18, 2023	-70	Firm change after gap	RIA to ibd
P••••••••• S••••••••• C•••••••••	C••••• S••••• A•••••••• I•••	Dec 31, 2018	Jan 15, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
169329:145488:FL:2023-06-22	Jun 27, 2023	Apr 18, 2023	DEFUNIAK SPRINGS, FL	Firm change after gap

Relationships

Registered with (3)

→ A•••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 18, 2023 to presentfactForm ADV
→ C••••• S••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2019 to Jun 27, 2023factForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 17, 2018 to Dec 31, 2018factForm ADV

Dated events

Occurred
Jun 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6849c11-039a-aa27-a046-049f116ef866
First observed: Oct 17, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.