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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

AVIVAR CAPITAL, LLC

CRD 215516

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e687be08-432e-2ef3-7706-062cbbe58e0f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Aug 11, 2015 to Sep 15, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $362MItem 5.F on the latest filing (2026-09-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $36.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 16
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 20
SEC number: 801-106549
CRD: 215516
Filings on the tape: 31
First filed: Aug 11, 2015
Latest filed: Sep 15, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TINA NICOLE CASTRO	Chartered Financial Analyst	NORTH HOLLYWOOD, CA	10	25	n/a	no
ELISABETH RICHTER	n/a	NORTH HOLLYWOOD, CA	10	11	n/a	no
James Nichols	n/a	Los Angeles, CA	7	16	n/a	no
MATHEW YOUNG JU RHO	n/a	NORTH HOLLYWOOD, CA \| Richmond, VA	3	12	n/a	no
Nicolas Alejandro Rubio Rubio	Chartered Financial Analyst	NORTH HOLLYWOOD, CA \| Palm Desert, CA	2	14	n/a	no
Kevin Darnell Wiley II	n/a	Houston, TX \| NORTH HOLLYWOOD, CA	2	13	n/a	no
Su Chuen Foo	n/a	Carlsbad, CA \| NORTH HOLLYWOOD, CA	2	10	n/a	no
Mooketsi Theo Obonye Legwaila	n/a	Solon, OH \| NORTH HOLLYWOOD, CA	2	11	n/a	no
JOYCE TRUONG	n/a	NORTH HOLLYWOOD, CA	1	10	n/a	no
Alyssa Saldana	n/a	Stamford, CT \| NORTH HOLLYWOOD, CA	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASTRO, TINA, NICOLE	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	09/2015	Aug 11, 2015	Sep 10, 2024
RICHTER, ELISABETH	MANAGING MEMBER	D	yes	09/2015	Aug 11, 2015	Sep 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$362M	$0	15	13	0	n/a	n/a
2024	Mar 31, 2025	$514M	$0	16	16	0	n/a	n/a
2023	Mar 29, 2024	$443M	$0	19	19	0	n/a	n/a
2022	Mar 31, 2023	$444M	$0	21	20	0	n/a	n/a
2021	Mar 31, 2022	$429M	$0	15	15	0	n/a	n/a
2020	Mar 26, 2021	$451M	$0	9	9	0	n/a	n/a
2019	Mar 17, 2020	$223M	$0	10	3	0	n/a	n/a
2018	Mar 29, 2019	$228M	$0	7	3	0	n/a	n/a
2017	Mar 19, 2018	$154M	$0	8	3	0	n/a	n/a
2016	Mar 15, 2017	$149M	$0	4	3	n/a	n/a	n/a
2015	Mar 16, 2016	$100M	$0	5	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$362M	$514M	-29.5%	$444M	-6.6%	18	16	0	0

Relationships

Registered with (10)

← Alyssa SaldanaAdvisorregistration: current employment
Mar 6, 2025 to presentfactForm ADV
← JOYCE TRUONGAdvisorregistration: current employment
Nov 4, 2024 to presentfactForm ADV
← Mooketsi Theo Obonye LegwailaAdvisorregistration: current employment
Jun 17, 2024 to presentfactForm ADV
← Su Chuen FooAdvisorregistration: current employment
Jan 22, 2024 to presentfactForm ADV
← Kevin Darnell Wiley IIAdvisorregistration: current employment
Dec 11, 2023 to presentfactForm ADV
← Nicolas Alejandro Rubio RubioAdvisorregistration: current employment
Sep 29, 2023 to presentfactForm ADV
← MATHEW YOUNG JU RHOAdvisorregistration: current employment
Jan 10, 2023 to presentfactForm ADV
← James NicholsAdvisorregistration: current employment
Sep 16, 2019 to presentfactForm ADV
← ELISABETH RICHTERAdvisorregistration: current employment
Dec 22, 2015 to presentfactForm ADV
← TINA NICOLE CASTROAdvisorregistration: current employment
Sep 29, 2015 to presentfactForm ADV

Controls (2)

← CASTRO, TINA, NICOLEOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Aug 11, 2015 to Sep 10, 2024factForm ADV
← RICHTER, ELISABETHOwnerMANAGING MEMBER, ownership code D, individual
Aug 11, 2015 to Sep 10, 2024factForm ADV

Dated events

Occurred
Jul 30, 2025
Regulatory AUM changed
Avivar Capital, Llc reported RAUM $290.4M, down 43% from $513.8M (2025-03-31 to 2025-07-30)
Form ADVobserved 4 days ago
$-223M
Occurred
Mar 26, 2021
Regulatory AUM changed
Avivar Capital, Llc reported RAUM $451.0M, up 103% from $222.5M (2020-09-08 to 2021-03-26)
Form ADVobserved 4 days ago
$229M
Occurred
Oct 30, 2019
Control person left
Daniel Tellalian (Managing Member) no longer on Schedule A of Avivar Capital, Llc (listed 2019-03-29, absent 2019-10-30)
Form ADVobserved 4 days ago
Occurred
Aug 11, 2015
First Form ADV filing
Avivar Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e687be08-432e-2ef3-7706-062cbbe58e0f
First observed: Aug 11, 2015
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AVIVAR CAPITAL, LLC

CRD 215516

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e687be08-432e-2ef3-7706-062cbbe58e0f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TINA NICOLE CASTRO

Chartered Financial Analyst

NORTH HOLLYWOOD, CA

n/a

ELISABETH RICHTER

n/a

NORTH HOLLYWOOD, CA

n/a

James Nichols

n/a

Los Angeles, CA

n/a

MATHEW YOUNG JU RHO

n/a

NORTH HOLLYWOOD, CA | Richmond, VA

n/a

Nicolas Alejandro Rubio Rubio

Chartered Financial Analyst

NORTH HOLLYWOOD, CA | Palm Desert, CA

n/a

Kevin Darnell Wiley II

n/a

Houston, TX | NORTH HOLLYWOOD, CA

n/a

Su Chuen Foo

n/a

Carlsbad, CA | NORTH HOLLYWOOD, CA

n/a

Mooketsi Theo Obonye Legwaila

n/a

Solon, OH | NORTH HOLLYWOOD, CA

n/a

JOYCE TRUONG

n/a

NORTH HOLLYWOOD, CA

n/a

Alyssa Saldana

n/a

Stamford, CT | NORTH HOLLYWOOD, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASTRO, TINA, NICOLE

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

09/2015

Aug 11, 2015

Sep 10, 2024

RICHTER, ELISABETH

MANAGING MEMBER

yes

09/2015

Aug 11, 2015

Sep 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$362M

n/a

2024

Mar 31, 2025

$514M

n/a

2023

Mar 29, 2024

$443M

n/a

2022

Mar 31, 2023

$444M

n/a

2021

Mar 31, 2022

$429M

n/a

2020

Mar 26, 2021

$451M

n/a

2019

Mar 17, 2020

$223M

n/a

2018

Mar 29, 2019

$228M

n/a

2017

Mar 19, 2018

$154M

n/a

2016

Mar 15, 2017

$149M

n/a

2015

Mar 16, 2016

$100M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$362M

$514M

-29.5%

$444M

-6.6%