DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Latest filing Sep 15, 2026
First filing on the tape Aug 11, 2015 · 31 filings
SEC status approved since Sep 1, 2015
RAUM
$362M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$36.2M
derived; firm RAUM over IAPD count
Employees
18
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$362M as of Mar 31, 2026
Mar 16, 2016$100M then
HNW client RAUM: no history
State-registered IARs (5.B.3)9 as of Mar 31, 2026
Mar 16, 20162 then
Employees (5.A)15 as of Mar 31, 2026
Mar 16, 20165 then
Private funds: no history
RAUM -30% over the last fiscal year-6.6% a year over threeIARs 8 to 9
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $36.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $18.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$362M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 20reported
- Accounts
- 20reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Tina Nicole CastroChartered Financial Analyst | North Hollywood, Ca | Sep 29, 2015 | 25 y | 0 |
| Elisabeth Richter | North Hollywood, Ca | Dec 22, 2015 | 11 y | 0 |
| James Nichols | Los Angeles, Ca | Sep 16, 2019 | 16 y | 0 |
| Mathew Young Ju Rho | North Hollywood, Ca | Jan 10, 2023 | 12 y | 0 |
| Nicolas Alejandro Rubio RubioChartered Financial Analyst | North Hollywood, Ca | Sep 29, 2023 | 14 y | 0 |
| Kevin Darnell Wiley II | Houston, Tx | Dec 11, 2023 | 13 y | 0 |
| Su Chuen Foo | Carlsbad, Ca | Jan 22, 2024 | 10 y | 0 |
| Mooketsi Theo Obonye Legwaila | Solon, Oh | Jun 17, 2024 | 11 y | 0 |
| Joyce Truong | North Hollywood, Ca | Nov 4, 2024 | 10 y | 0 |
| Alyssa Saldana | Stamford, Ct | Mar 6, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nicole Tina Castro · Managing Member/Chief Compliance Officercontrolsince 09/2015 · owns 50% to 75%
- Elisabeth Richter · Managing Membercontrolsince 09/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| North Hollywood, Ca | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Sep 15, 2026discretionary share of RAUM of 0% against a peer median of 100% (108 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: institutional managers, $100M to $500M (108) · 0.0% percentile
- business activity changedChange between filings · filing Sep 15, 2026financial planning (Item 5.G.1): yes on the filing of 2026-03-31, no on the filing of 2026-09-15peers: institutional managers, $100M to $500M (108)
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $513,779,228 to $362,080,456 (-30.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +9.0% (93 comparable advisers, 4.0th percentile of changes)peers: institutional managers, $100M to $500M (93) · 4.3% percentile
What changed
consecutive filings, newest first
- Advisory employees · 13 to 16Mar 31, 2026 to Sep 15, 2026
- Advisory activities · 5 to 4Mar 31, 2026 to Sep 15, 2026
- Employees · 15 to 18Mar 31, 2026 to Sep 15, 2026
- Financial planning clients · 1-10 to 0Mar 31, 2026 to Sep 15, 2026
- HQ city · to unsetMar 31, 2026 to Sep 15, 2026
- HQ state · to unsetMar 31, 2026 to Sep 15, 2026
- Legal name · AVIVAR CAPITAL, LLC to AVIVAR ADVISORS, LLCMar 31, 2026 to Sep 15, 2026
- Related adviser · false to trueMar 31, 2026 to Sep 15, 2026
- Succession · false to unsetMar 31, 2026 to Sep 15, 2026
- Accounts · 22 to 20Jul 30, 2025 to Mar 31, 2026
- Advisory employees · 16 to 13Jul 30, 2025 to Mar 31, 2026
- Charity clients · 22 to 20Jul 30, 2025 to Mar 31, 2026
- Employees · 16 to 15Jul 30, 2025 to Mar 31, 2026
- State-registered IARs · 8 to 9Jul 30, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $290M to $362MJul 30, 2025 to Mar 31, 2026
- RAUM · $290M to $362MJul 30, 2025 to Mar 31, 2026
- Accounts · 20 to 22Mar 31, 2025 to Jul 30, 2025
- Charity clients · 20 to 22Mar 31, 2025 to Jul 30, 2025
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jul 30, 2025
- HQ city · NORTH HOLLYWOOD to Mar 31, 2025 to Jul 30, 2025
- HQ state · CA to Mar 31, 2025 to Jul 30, 2025
- Non-discretionary RAUM · $514M to $290MMar 31, 2025 to Jul 30, 2025
- RAUM · $514M to $290MMar 31, 2025 to Jul 30, 2025
- Accounts · 19 to 20Jan 31, 2025 to Mar 31, 2025
- Advisory employees · 19 to 16Jan 31, 2025 to Mar 31, 2025
- Charity clients · 19 to 20Jan 31, 2025 to Mar 31, 2025
- Employees · 19 to 16Jan 31, 2025 to Mar 31, 2025
- State-registered IARs · 7 to 8Jan 31, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $443M to $514MJan 31, 2025 to Mar 31, 2025
- RAUM · $443M to $514MJan 31, 2025 to Mar 31, 2025
- Accounts · 28 to 19Oct 18, 2023 to Mar 29, 2024
- Advisory employees · 20 to 19Oct 18, 2023 to Mar 29, 2024
- Charity clients · 20 to 19Oct 18, 2023 to Mar 29, 2024
- Employees · 21 to 19Oct 18, 2023 to Mar 29, 2024
- Financial planning clients · 26-50 to 1-10Oct 18, 2023 to Mar 29, 2024
- State-registered IARs · 5 to 7Oct 18, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $444M to $443MOct 18, 2023 to Mar 29, 2024
- RAUM · $444M to $443MOct 18, 2023 to Mar 29, 2024
- Accounts · 30 to 28Jun 6, 2022 to Mar 31, 2023
- Advisory employees · 15 to 20Jun 6, 2022 to Mar 31, 2023
Signals
4 dated events
- Avivar Capital, Llc reported RAUM $290.4M, down 43% from $513.8M (2025-03-31 to 2025-07-30)Jul 30, 2025 · RAUM change · derived
- Avivar Capital, Llc reported RAUM $451.0M, up 103% from $222.5M (2020-09-08 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- Daniel Tellalian (Managing Member) no longer on Schedule A of Avivar Capital, Llc (listed 2019-03-29, absent 2019-10-30)Oct 30, 2019 · Control person left · inference
- Avivar Capital, Llc filed its initial SEC registration (Form ADV)Aug 11, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/AVIVARCAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- AVIVARCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 818-681-6833reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026