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Advisor at MUTUAL ADVISORS, LLC
Hermosa Beach, CA | Manhattan Beach, CA | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | May 3, 2019 | n/a | yes | Manhattan Beach, CA|Hermosa Beach, CA|OMAHA, NE | Current employment |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jan 29, 2018 | May 6, 2019 | no | El Segundo, CA | Previous registration |
| IRA WEALTH MANAGEMENT | n/a | Jan 25, 2018 | Jul 3, 2019 | no | EL SEGUNDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IRA WEALTH MANAGEMENT | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 3, 2019 | Jan 29, 2018 | -520 | Firm change after gap | Other |
| FIRST ALLIED ADVISORY SERVICES, INC. | MUTUAL ADVISORS, LLC | May 6, 2019 | May 3, 2019 | -3 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137888:167658:CA:2019-05-06 | May 6, 2019 | May 3, 2019 | EL SEGUNDO, CA | Firm change |