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Advisor at CANTOR FITZGERALD INVESTMENT ADVISORS
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CANTOR FITZGERALD INVESTMENT ADVISORS | Mixed wealth | Jan 9, 2024 | n/a | yes | NEW YORK, NY | Current employment |
| LORD, ABBETT & CO. LLC | Asset manager | Oct 23, 2017 | May 15, 2019 | no | JERSEY CITY, NJ | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Nov 30, 2016 | Dec 19, 2016 | no | NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 4, 2014 | Feb 25, 2016 | no | JERSEY CITY, NJ|NEW YORK, NY|JERSEY CITY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LORD, ABBETT & CO. LLC | CANTOR FITZGERALD INVESTMENT ADVISORS | May 15, 2019 | Jan 9, 2024 | 1,700 | Firm change after gap | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | LORD, ABBETT & CO. LLC | Dec 19, 2016 | Oct 23, 2017 | 308 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Feb 25, 2016 | Nov 30, 2016 | 279 | Firm change | Other |