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RIA / WealthAdvisorCertified Financial Planner12 years in industry

CARTER Y HANSARD

Advisor at BARNETT & CO INC

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:e6a8bb6a-b07e-1173-5131-38edf9d8bfc0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BARNETT & CO INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 10, 2014
First registration: Jan 13, 2014
Dual registered: no
Other names: CARTER YORK HANSARD
IAPD individual key: 6274717

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BARNETT & CO INC	Independent wealth	Oct 4, 2021	n/a	yes	CHATTANOOGA, TN	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 17, 2021	Aug 3, 2021	no	CHATTANOOGA, TN	Previous registration
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Aug 1, 2016	Feb 16, 2021	no	CHATTANOOGA, TN\|BIRMINGHAM, AL	Previous registration
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Jan 13, 2014	Jul 6, 2016	no	CHATTANOOGA, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	BARNETT & CO INC	Aug 3, 2021	Oct 4, 2021	62	Firm change	Ibd to RIA
SYNOVUS SECURITIES, INC.	CETERA INVESTMENT ADVISERS LLC	Feb 16, 2021	Mar 17, 2021	29	Firm change	RIA to ibd
FIRST HORIZON ADVISORS, INC	SYNOVUS SECURITIES, INC.	Jul 6, 2016	Aug 1, 2016	26	Firm change	Other

Relationships

Registered with (4)

→ BARNETT & CO INCRegistered adviserregistration: current employment
Oct 4, 2021 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 17, 2021 to Aug 3, 2021factForm ADV
→ SYNOVUS SECURITIES, INC.Registered adviserregistration: previous registration
Aug 1, 2016 to Feb 16, 2021factForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Jan 13, 2014 to Jul 6, 2016factForm ADV

Dated events

No dated event names this entity yet.