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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MARIANA FOERSTER

Advisor at INSIGNEO ADVISORY SERVICES, LLC

MIAMI, FL

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Search this name across graphsid dfx:ria:e6b496c9-311c-85ca-a318-6fcf4ab71ced

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INSIGNEO ADVISORY SERVICES, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 17, 2006
First registration: Nov 28, 2006
Dual registered: yes, broker-dealer
Other names: MARIANA ROMERO|MARIANA FOERSTER|MARIANA ROMERO
IAPD individual key: 4863923

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INSIGNEO ADVISORY SERVICES, LLC	Mixed wealth	Nov 20, 2019	n/a	yes	MIAMI, FL\|MIAMI, FL	Current employment
LOYOLA ASSET MANAGEMENT LLC	Other adviser	Aug 5, 2016	Nov 21, 2019	no	CORAL GABLES, FL	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Dec 9, 2008	Aug 3, 2016	no	MIAMI, FL	Previous registration
UBS INTERNATIONAL INC.	n/a	Nov 28, 2006	Nov 24, 2008	no	CORAL GABLES, FL\|CORAL GABLES, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LOYOLA ASSET MANAGEMENT LLC	INSIGNEO ADVISORY SERVICES, LLC	Nov 21, 2019	Nov 20, 2019	-1	Firm change	RIA to RIA
DEUTSCHE BANK SECURITIES INC.	LOYOLA ASSET MANAGEMENT LLC	Aug 3, 2016	Aug 5, 2016	2	Firm change	Other
UBS INTERNATIONAL INC.	DEUTSCHE BANK SECURITIES INC.	Nov 24, 2008	Dec 9, 2008	15	Firm change	Other

Relationships

Registered with (4)

→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 20, 2019 to presentfactForm ADV
→ LOYOLA ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 5, 2016 to Nov 21, 2019factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Dec 9, 2008 to Aug 3, 2016factForm ADV
→ UBS INTERNATIONAL INC.Registered adviserregistration: previous registration
Nov 28, 2006 to Nov 24, 2008factForm ADV

Dated events

No dated event names this entity yet.